Solution 6 of 8
National Financial Services Supervision
Comprehensive supervisory technology platform enabling central banks and financial regulators to monitor, assess, and enforce compliance across the financial sector - from banks and insurers to fintechs, microfinance institutions, and payment service providers.
Financial stability depends on effective supervision. Our SupTech platform provides central banks and regulators with the tools to oversee an increasingly complex financial sector, from traditional banks to emerging fintechs and digital payment providers.
By automating data collection, analysis, and risk assessment, regulators can shift from reactive supervision to proactive oversight, identifying problems before they become systemic risks.
Supervision Modules
Supervisory Reporting
Unified platform for regulated entities to submit required reports, disclosures, and compliance documentation with automated validation and risk assessment.
Licensing & Compliance
End-to-end management of financial institution licensing, prudential requirements verification, capital adequacy monitoring, and regulatory limits enforcement.
Market Surveillance
Real-time monitoring of financial service providers, detection of fraudulent activities and regulatory breaches, with integrated enforcement case management.
Risk Assessment
Automated risk scoring for regulated entities, early warning indicators, stress testing tools, and sector-wide risk aggregation dashboards.
AML/CFT Monitoring
Anti-money laundering and counter-terrorism financing oversight, suspicious activity report processing, and cross-institutional pattern detection.
Consumer Protection
Complaint management, market conduct monitoring, pricing transparency oversight, and consumer education resource management.
Supervised Entities
- Commercial Banks: Full prudential supervision with Basel compliance
- Insurance Companies: Solvency monitoring and policyholder protection
- Microfinance Institutions: Proportionate supervision for smaller entities
- SACCOs & Credit Unions: Cooperative financial institution oversight
- Payment Service Providers: Mobile money, remittances, and payment processors
- Fintechs: Risk-based supervision for digital financial services
- Foreign Exchange Bureaus: FX transaction monitoring and compliance
- Capital Markets: Securities and investment fund oversight
Other Solutions
Ready to Strengthen Financial Sector Oversight?
Schedule a consultation to explore how our SupTech platform can enhance your supervisory capabilities.